The 25th Goff Arbitration Lecture – Arbitrator “Temperance”: David Caron’s Rule of X

by Xu Di

Goff Lecture

CityU School of Law, in cooperation with Hong Kong International Arbitration Centre (HKIAC), held the 25th Goff Arbitration Lecture via Zoom on 14 October 2020. This year, we are honoured to have Ms Lucy REED, an independent arbitrator at Arbitration Chambers in New York, as the speaker to give a lecture titled “Arbitrator ‘Temperance’: David Caron’s Rule of X”. 

The lecture was kicked off by the welcome speech of Professor TAN Cheng Han (Dean of School of Law and Chair Professor, Commercial Law, CityU). Professor Tan explained the background and the aims of Goff Arbitration Lecture. He also introduced the speaker and thanked all the participants for their support for the lecture. 

Goff Lecture

Ms Reed’s lecture focused on the merits of arbitrator self-discipline in managing caseload and work. She further developed the late David Caron’s “Rule of X” which, in simple form, is that each arbitrator should set a number – X – as the upper limit of cases that he/she is capable of managing responsibly at the same time, while also balancing his/her own life outside arbitration. According to Ms Reed, the number is strictly individual, varying over time with personal circumstances (including experience, age, competing commitments, career stage) and with the demands of his/her caseload (including chair versus co-arbitrator responsibility).  

Ms Reed said that “X” was a maximum of eight to ten cases for her when she was a professor and director of an international law research center; but for her right now as a full time arbitrator, it is a maximum of ten to fifteen cases. She suggested the arbitrators to identify the potential factors and run their own “X” equations. 

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After the lecture, the participants raised questions and interacted with Ms Reed in the Q & A session moderated by Mr Neil KAPLAN CBE QC SBS (International Arbitrator, Arbitration Chambers Hong Kong). Finally, Dr Christopher TO (Adjunct Professor and Master of Laws in Arbitration and Dispute Resolution Programme Director, School of Law, CityU) thanked Ms Reed for delivering an insightful lecture. He also encouraged participants to follow CityU School of Law on social media for more School news and upcoming events.

Goff Arbitration Lecture:
The Goff Lecture was instituted in 1990 by the City University of Hong Kong to celebrate the commencement of our Master of Arts in Arbitration and Dispute Resolution. The first lecture was delivered by Lord Goff of Chieveley, Lord of Appeal, who then consented to the series bearing his name. The Goff Lecture provides an excellent opportunity for discussion and exchange of views among practitioners and academics in the arbitration field. Over the years, the Goff Arbitration Lecture has gathered 24 eminent scholars to share their views on arbitration.

About the Speaker:
Ms Lucy Reed is President of ICCA and a Vice-President of the SIAC Court. Over her career, Lucy has represented private and public clients in investment treaty and complex commercial arbitrations and sat as arbitrator in some 50 cases. Her earlier positions include Co-Director of the Claims Resolution Tribunal for Dormant Accounts in Switzerland, general counsel of the Korean Peninsula Energy Development Organization and, while with the US State Department, the US Agent to the Iran-US Claims Tribunal. A New York qualified lawyer, she was educated at the University of Chicago Law School and Brown University.


Chinese Title

第二十五屆戈夫仲裁講座: 獨立仲裁員闡釋「仲裁員的“自我約束”:David Caron的X規則」

News Date
2020年10月19日
Chinese Body

Goff Lecture

2020年10月14日,香港城市大學法律學院與香港國際仲裁中心合作,通過Zoom平台舉辦了第二十五屆戈夫仲裁講座。今年,學院很榮幸邀請到紐約的獨立仲裁員Lucy REED 女士主講「仲裁員的“自我約束”:David Caron的X規則」。

講座由城大法律學院院長及商業法講座教授陳清漢教授 (Professor TAN Cheng Han) 致歡迎辭揭開序幕。陳教授解釋了戈夫仲裁講座的背景和目的。他亦介紹了Reed 女士並感謝所有參與者對講座的支持。

Goff Lecture

Reed 女士在講座中探討了對仲裁員來說,自律在處理案件和工作中的好處。她進一步發展已故的David Caron 的“X規則”,簡單來說就是,每位仲裁員都應設置一個數字 – X – 作為他/她能夠同時負責任地處理案件的數量上限,與此同時也可以在仲裁之外平衡自己的生活。Reed 女士認為這個數字因人而異,亦會隨著個人情況包括經驗、年齡、當前的迫切任務、職業階段以及他/她的工作量要求(包括主席與聯席仲裁員的責任)而變化。 

Reed 女士說,當她擔任國際法研究中心教授和主任時,“X”為最多8至10個案件。但就她目前作為全職仲裁員而言,“X”為10至15個案件。她建議仲裁員應確定影響“X”的潛在因素並運行自己的“X”方程式。

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演講結束之後,聽眾向講者提問,與講者積極互動。提問環節由獨立仲裁員嘉柏倫先生(Mr Neil KAPLAN CBE QC SBS) 主持。最後,城大法律學院客席教授、法學碩士(仲裁及爭議解決學)課程主任陶榮博士向講者致謝,感謝她為大家帶來一場富有啟發性而精彩的講座。陶博士亦鼓勵參與者在社交媒體上關注城大法律學院,獲取更多學院的最新消息。

戈夫仲裁講座背景:
戈夫仲裁講座於 1990 年首次由香港城市大學舉辦,以慶祝成立仲裁及爭議解決學文學碩士課程。首屆演講是由上議院大法官戈夫 (Lord Goff of Chieveley) 主持,並以他名字來命名。本講座為仲裁界的學者和業界人士提供一個互相討論和交流意見的良好機會。過去多年來,講座已邀請 24 位傑出仲裁學者來分享他們的洞見。
 

關於講者:
Lucy Reed 女士現在是國際商事仲裁理事會管理委員會主席和新加坡國際仲裁中心法院副院長。在她的職業生涯中, Lucy 代表私人和公共客戶處理投資條約和複雜的商業仲裁,並擔任了約50餘個案件的仲裁員。她早期曾擔任過瑞士休眠賬戶索賠解決法庭聯合主任,朝鮮半島能源發展組織總法律顧問以及在美國國務院擔任過美國機構有關美國-伊朗求償法庭律師顧問。她是紐約州執業律師,畢業於芝加哥大學法學院和布朗大學。